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Tag: us regulations

Home / us regulations
Package

SEC – FIX & Regulation NMS Overview

This document contains an overview of the RegNMS extension and links to copies of the gap analyses described above.

Package

CFTC – Parts 43-45 Phase III FIX Gap Analysis

CFTC – Parts 43-45 Phase III FIX Gap Analysis

Package

CFTC – FIX Response to Technical Specifications for Swap Data Reporting

Swap Data Reporting

Package

SEC – FIX Response to Swap Data Reporting

Swap Data Reporting

Package

CFTC – FIX Responds to Review of Swap Data Recordkeeping and Reporting Requirements

Review of Swap Data Recordkeeping and Reporting Requirements

Package

OCC – Options Symbology Initiative

This implementation guide includes the recommended approaches to implement the OSI changes within the various versions of FIX.

Package

NASD – OATS Phase III FIX Gap Analysis

NASD – OATS Phase III FIX Gap Analysis

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